A Small Cap Manager Investigates What A 2.0 Trader Could Do For Alpha Generation
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A $2B alternatives manager in Southern California required a Chief Compliance Officer for its advisory, brokerage, and futures compliance programs. The firm had aggressive growth goals, highly complex products, an ambitious “Type A” culture, and an unusual geographic location
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Shareholders of a successful public closed-end fund had approved an expansion of the company’s activities to include the potential development of new products and the creation of an asset management subsidiary.
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