PRACTICE POINT: Cybersecurity - A CCO's Guide to What Regulators Expect
Having sat through countless conference sessions and webinars focused on cybersecurity issues, I can say with 100% certainty that yours was the best I’ve seen. The practical/real world compliance angle separated it from all the others.
- Attendee
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Whoa! 2,325 Views for "Strategic Planning for Compliance"!
Check out our presentation on Strategic Planning for Compliance and learn how to identify, prioritize, and manage risks using a 5-step process.
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PRACTICE POINT: The Whistleblower Rule and A Preparation Checklist
Actionable Whistleblower practices to help you save time and pass muster.
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The SEC / CCO "Partnership": A Dangerous Idea
Instead of "partnering" with CCOs, the SEC should call for CEOs to partner with their CCOs.
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FREE TOOL: Risk and Compliance Committee Charter
Make better decisions together with well-designed governance. Start with a written committee charter to create consensus on the purpose, composition, rules of the road, and duties of the committee.
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FREE TOOL: Statement of Professional Standards
A written acknowledgment of professional standards serves to underscore the importance of confidentiality and the expected standard of care from compliance professionals.
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