Whoa! 2,325 Views for "Strategic Planning for Compliance"!
That's gratifying. And telling. So many people tasked with creating and executing effective compliance programs for investment advisers don't have deep strategic planning experience.
This 2010 presentation is still spot on today, so we're re-posting it here for quick reference. It's one of our favorite topics because it requires our brand of multi-disciplinary thinking. And it works!